-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TF1P28kMlaguC2DhYWGT+ETZMyvS4utArOA7iRIQjGDCswmPX+3+Qmf1x4yHohwX x91v9DFN4LZHrHfVs3EUzA== 0000950128-97-000581.txt : 19970222 0000950128-97-000581.hdr.sgml : 19970222 ACCESSION NUMBER: 0000950128-97-000581 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970214 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ANSOFT CORP CENTRAL INDEX KEY: 0000849433 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 721001901 STATE OF INCORPORATION: PA FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-50193 FILM NUMBER: 97535607 BUSINESS ADDRESS: STREET 1: FOUR STATION SQUARE STREET 2: STE 660 CITY: PITTSBURGH STATE: PA ZIP: 15219 BUSINESS PHONE: 4122613200 MAIL ADDRESS: STREET 1: 4 STATION SQUARE STREET 2: STE 660 CITY: PITTSBURGH STATE: PA ZIP: 15219 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN BANNER RESOURCES INC CENTRAL INDEX KEY: 0001033710 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 411798552 STATE OF INCORPORATION: LA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1440 NORTLAKE WAY CITY: PALM BEACH STATE: FL ZIP: 33480 BUSINESS PHONE: 5618400892 MAIL ADDRESS: STREET 1: 1440 NORTH LAKE WAY CITY: PALM BEACH STATE: FL ZIP: 33480 SC 13G 1 ANSOFT CORP. (AMERICAN BANNER RESOURCES, INC.) 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 ANSOFT CORPORATION ------------------------------------------ (Name of Issuer) COMMON STOCK, PAR VALUE $.01 PER SHARE ------------------------------------------ (Title of Class of Securities) 036384 10 5 ------------------------------------------ (CUSIP Number) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 6 pages 2 CUSIP No.: 036384 10 5 --------------------- (1) NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS: AMERICAN BANNER RESOURCES, INC. --------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (SEE INSRUCTIONS) (b) [ X ] --------------------------------------------------------------------- (3) SEC USE ONLY --------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION COLORADO --------------------------------------------------------------------- (5) SOLE VOTING POWER NUMBER OF 2,174,100 SHARES -------------------------------------------------------- BENEFICIALLY (6) SHARED VOTING POWER OWNED BY NONE EACH -------------------------------------------------------- REPORTING (7) SOLE DISPOSITIVE POWER PERSON WITH 2,174,100 -------------------------------------------------------- (8) SHARED DISPOSITIVE POWER NONE -------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,174,100 --------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) --------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 28.2% --------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) CO --------------------------------------------------------------------- Page 2 of 6 pages 3 ITEM 1(a). NAME OF ISSUER: Ansoft Corporation ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: Four Station Square, Suite 660 Pittsburgh, Pennsylvania 15219 ITEM 2(a). NAME OF PERSON FILING: American Banner Resources, Inc. ITEM 2(b). ADDRESS OR PRINCIPAL OFFICE OR, IF NONE, RESIDENCE: 1440 North Lake Way Palm Beach, Florida 33480 ITEM 2(c). CITIZENSHIP: Colorado ITEM 2(d). TITLE OF CLASS OF SECURITIES: Common Stock, Par Value $0.1 Per Share ITEM 2(e). CUSIP NUMBER: 036384 10 5 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b), OR 13d-2(b), CHECK WHETHER THE PERSON FILING IS A: (a) ( ) BROKER OR DEALER REGISTERED UNDER SECTION 15 OF THE ACT (b) ( ) BANK AS DEFINED IN SECTION 3(a)(6) OF THE ACT (c) ( ) INSURANCE COMPANY AS DEFINED IN SECTION 3(a)(19) OF THE ACT (d) ( ) INVESTMENT COMPANY REGISTERED UNDER SECTION 8 OF THE INVESTMENT COMPANY ACT (e) ( ) INVESTMENT ADVISER REGISTERED UNDER SECTION 203 OF THE INVESTMENT ADVISERS ACT OF 1940 Page 3 of 6 pages 4 (f) ( ) EMPLOYEE BENEFIT PLAN, PENSION FUND WHICH IS SUBJECT TO THE PROVISIONS OF THE EMPLOYEE RETIREMENT INCOME SECURITY ACT OF 1974 OR ENDOWMENT FUND (g) ( ) PARENT HOLDING COMPANY, IN ACCORDANCE WITH SECTION 240.13d-1(b)(ii)(G)) (h) ( ) GROUP, IN ACCORDANCE WITH SECTION 240.13d-1(b)(1)(ii)(H) Not Applicable ITEM 4. IF THE PERCENT OF THE CLASS OWNED, AS OF DECEMBER 31 OF THE YEAR COVERED BY THE STATEMENT, OR AS OF THE LAST DAY OF ANY MONTH DESCRIBED IN RULE 13d-1(b)(2), IF APPLICABLE, EXCEEDS FIVE PERCENT, PROVIDE THE FOLLOWING INFORMATION AS OF THE DATE AND IDENTIFY THOSE SHARES WHICH THERE IS A RIGHT TO ACQUIRE: (a) AMOUNT BENEFICIALLY OWNED: 2,174,100. The reporting person disclaims beneficial ownership of Ansoft Corporation common stock owned individually by Thomas A.N. Miller and Nicholas Csendes who are officers, directors and controlling stockholders of the reporting person and who each own 774,953 and 769,953 shares, respectively. (b) PERCENT OF CLASS: 28.2% (c) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS: (i) SOLE POWER TO VOTE OR TO DIRECT THE VOTE: 2,174,100 shares (ii) SHARED POWER TO VOTE OR TO DIRECT THE VOTE: None (iii) SOLE POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF: 2,174,100 shares (iv) SHARED POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF: None ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. IF THIS STATEMENT IS BEING FILED TO REPORT THE FACT THAT AS OF THE DATE HEREOF THE REPORTING PERSON HAS CEASED TO BE THE BENEFICIAL OWNER OF MORE THAN FIVE PERCENT OF THE CLASS OF SECURITIES, CHECK THE FOLLOWING ( ). Not Applicable Item 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. IF ANY OTHER PERSON IS KNOWN TO HAVE THE RIGHT TO RECEIVE OR THE POWER TO DIRECT THE RECEIPT OF DIVIDENDS FROM, OR THE PROCEEDS FROM THE SALE OF, SUCH SECURITIES, A STATEMENT TO THAT EFFECT SHOULD BE INCLUDED IN RESPONSE TO THIS ITEM AND, IF SUCH INTEREST RELATES TO MORE THAN FIVE PERCENT OF THE CLASS, SUCH PERSON SHOULD BE Page 4 of 6 pages 5 IDENTIFIED. A LISTING OF THE SHAREHOLDERS OF AN INVESTMENT COMPANY REGISTERED UNDER THE INVESTMENT COMPANY ACT OF 1940 OR THE BENEFICIARIES OF EMPLOYEE BENEFIT PLANS, PENSION FUND OR ENDOWMENT FUND IS NOT REQUIRED. Thomas A.N. Miller and Nicholas Csendes are officers, directors and controlling stockholders of the reporting person and collectively have the power to direct the receipt of dividends and the proceeds of the sale of the shares held by the reporting person. The reporting person disclaims beneficial ownership of Ansoft Corporation common stock owned by Messrs. Miller and Csendes who individually own 774,953 and 769,953 shares, respectively. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. IF A PARENT HOLDING COMPANY HAS FILED THIS SCHEDULE, PURSUANT TO RULE 13d-1(b)(ii)(G), SO INDICATE UNDER ITEM 3(g) AND ATTACH AN EXHIBIT STATING THE IDENTITY AND THE ITEM 3 CLASSIFICATION OF THE RELEVANT SUBSIDIARY. IF A PARENT HOLDING COMPANY HAS FILED THIS SCHEDULE PURSUANT TO RULE 13d-1(c) ATTACH AN EXHIBIT STATING THE IDENTIFICATION OF THE RELEVANT SUBSIDIARY. Not Applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. IF THE GROUP HAS FILED THIS SCHEDULE PURSUANT TO RULE 13d-1(b)(ii)(H), SO INDICATE UNDER ITEM 3(h) AND ATTACH AN EXHIBIT STATING THE IDENTIFY AND ITEM 3 CLASSIFICATION OF EACH MEMBER OF THE GROUP. IF A GROUP HAS FILED THIS SCHEDULE PURSUANT TO RULE 13d-1(c) ATTACH AN EXHIBIT STATING THE IDENTITY OF EACH MEMBER OF THE GROUP. Not Applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP. NOTICE OF DISSOLUTION OF A GROUP MAY BE FURNISHED AS AN EXHIBIT STATING THE DATE OF DISSOLUTION AND THAT ALL FURTHER FILINGS WITH RESPECT TO TRANSACTIONS IN THE SECURITY REPORTED ON WILL BE FILED, IF REQUIRED, BY MEMBERS OF THE GROUP, IN THEIR INDIVIDUAL CAPACITY. SEE ITEM 5. Not Applicable ITEM 10. CERTIFICATION. THE FOLLOWING CERTIFICATION SHALL BE INCLUDED IF THE STATEMENT IS FILED PURSUANT TO RULE 13d-1(b): BY SIGNING BELOW I CERTIFY THAT, TO THE BEST OF MY KNOWLEDGE AND BELIEF, THE SECURITIES REFERRED TO ABOVE WERE ACQUIRED IN THE ORDINARY COURSE OF BUSINESS AND WERE NOT ACQUIRED FOR THE PURPOSE OF AND DO NOT HAVE THE EFFECT OF CHANGING OR INFLUENCING THE CONTROL OF THE ISSUER OF SUCH SECURITIES AND WERE NOT ACQUIRED IN CONNECTION WITH OR AS A PARTICIPANT IN ANY TRANSACTION HAVING SUCH PURPOSES OR EFFECT. Page 5 of 6 pages 6 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 13, 1997 -------------------------- Date /s/ Thomas A.N.Miller -------------------------- Signature Thomas A.N. Miller -------------------------- President American Banner Resources, Inc. Page 6 of 6 pages -----END PRIVACY-ENHANCED MESSAGE-----